MELANIE ANN DEAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 725 COOL SPRINGS BLVD STE 600, FRANKLIN, TN, 37067-2716.

MELANIE ANN DEAN has worked at LPL FINANCIAL LLC since January 31, 2006

Disclosure History

MELANIE ANN DEAN has 1 Disclosure Event(s).

Date: January 04, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $91,716.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MELANIE ANN DEAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.