MELISSA STAR WILLIAMS is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 400 S. JEFFERSON, SUITE 202, SPOKANE, WA, 99204.
MELISSA STAR WILLIAMS has worked at CENTAURUS FINANCIAL, INC. since August 28, 2015
Disclosure History
MELISSA STAR WILLIAMS has 2 Disclosure Event(s).
Date: May 08, 2015 Category: Employment Separation After Allegations Firm Name: VOYA FINANCIAL ADVISORS, INC Termination Type: Discharged Allegations: REPRESENTATIVE SENT INVITATIONS AND CONDUCTED A SEMINAR PRIOR TO RECEIVING APPROVAL FROM THE FIRM.
Date: July 28, 2011 Category: Employment Separation After Allegations Firm Name: NYLIFE SECURITIES LLC Termination Type: Voluntary Resignation Allegations: PRIOR TO MS. WILLIAMS RESIGNATION, SHE HAD BEEN NOTIFIED THAT SHE WAS SUBJECT TO A FINE AND TERMINATION DUE TO HER FAILURE TO TIMELY SUBMIT INCOMING CORRESPONDENCE AND FUNDS RECEIVED LOGS AS REQUIRED BY COMPANY POLICY. THERE WERE NO SECURITIES VIOLATIONS OR PRODUCTS INVOLVED.
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