MELVIN WAYNE BOLLENBACH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 6305 WATERFORD BLVD., SUITE 240, OKLAHOMA CITY, OK, 73118.
MELVIN WAYNE BOLLENBACH has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MELVIN WAYNE BOLLENBACH has 1 Disclosure Event(s).
Date: November 10, 1986 Category: Customer Dispute Damage Amount Requested: $940,000.00 Settlement Amount: $319,000.00 Broker Comment: 319,000 SETTLEMENT FOR COMMISSIONS GENERATED OVERA 3 1/2 YEAR PERIODTHE CUSTOMER [CUSTOMER] FILED A COMPLAINTREGARDING HIS COMMODITY ACCOUNT CHARGING EXCESSIVE ACTIVITY ETC.THE COMPLAINT WAS TAKEN BEFORE THE JUDGE FOR A DECISION & HESUGGESTED THAT IT BE SETTLED. THE SETTLEMENT BASICALLY GAVE BACKCOMMISSIONS OVER A 3 1/2 YEAR PERIOD SEE INCIDENT #1.
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