MELVIN FELDMAN

MELVIN FELDMAN is currently employed as a Broker and/or Investment Adviser at THE GMS GROUP, LLC located at NEWPORT FINANCIAL CENTER, 111 TOWN SQUARE PLACE SUITE 1234, JERSEY CITY, NJ, 07310.

MELVIN FELDMAN has worked at THE GMS GROUP, LLC since November 02, 1988

Disclosure History

MELVIN FELDMAN has 3 Disclosure Event(s).

Date: July 19, 2011
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES SHE SUSTAINED LOSSES AS A RESULT OF UNSUITABLE AND EXCESSIVE TRADING FOR A PERIOD OF FIVE YEARS.
Damage Amount Requested: $300,000.00
Broker Comment: THE FIRM FOUND THE COMPLAINT WITHOUT MERIT.

Date: March 24, 1986
Category: Regulatory

Date: October 17, 1984
Category: Regulatory
Initiated By: SECURITIES AND EXCHANGE COMMISSION
Resolution: Consent SanctionDetails:
Sanctions: Suspension

More Information

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