MELVIN FELDMAN is currently employed as a Broker and/or Investment Adviser at THE GMS GROUP, LLC located at NEWPORT FINANCIAL CENTER, 111 TOWN SQUARE PLACE SUITE 1234, JERSEY CITY, NJ, 07310.
MELVIN FELDMAN has worked at THE GMS GROUP, LLC since November 02, 1988
Disclosure History
MELVIN FELDMAN has 3 Disclosure Event(s).
Date: July 19, 2011 Category: Customer Dispute Allegations: THE CLIENT ALLEGES SHE SUSTAINED LOSSES AS A RESULT OF UNSUITABLE AND EXCESSIVE TRADING FOR A PERIOD OF FIVE YEARS. Damage Amount Requested: $300,000.00 Broker Comment: THE FIRM FOUND THE COMPLAINT WITHOUT MERIT.
Date: March 24, 1986 Category: Regulatory
Date: October 17, 1984 Category: Regulatory Initiated By: SECURITIES AND EXCHANGE COMMISSION Resolution: Consent SanctionDetails: Sanctions: Suspension
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