MELVIN SAMUEL GOLDSTEIN

MELVIN SAMUEL GOLDSTEIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 535 5TH AVE STE 606, NEW YORK, NY, 10017.

MELVIN SAMUEL GOLDSTEIN has worked at LPL FINANCIAL LLC since January 02, 2001

Disclosure History

MELVIN SAMUEL GOLDSTEIN has 1 Disclosure Event(s).

Date: September 09, 2012
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNSUITABLE INVESTMENTS IN EQUITIES; SEEKS RETURN OF ADVISORY FEES AND ALLEGED LOSSES.
Damage Amount Requested: $200,080.00
Broker Comment: THE REGISTERED REPRESENTATIVE DENIES ANY AND ALL WRONGDOING WITH RESPECT TO THIS MATTER. THE RR MAINTAINS THE HE PROVIDED THE CLIENT WITH INVESTMENT RECOMMENDATIONS THAT WERE SUITABLE IN ALL RESPECTS BASED ON THE CIRCUMSTANCES DISCLOSED BY THE CUSTOMER THE TIME OF PURCHASE AND CONSISTENT WITH HER STATED INVESTMENT OBJECTIVES.

More Information

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