MELVIN REITER

MELVIN REITER is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 19510 Ventura Blvd., Ste. 211, Tarzana, CA, 91356.

MELVIN REITER has worked at WESTERN INTERNATIONAL SECURITIES, INC. since August 21, 2017

Disclosure History

MELVIN REITER has 2 Disclosure Event(s).

Date: June 14, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: I MISUNDERSTOOD, I THOUGHT IT DIDN'T GET DISCHARGED FOR 10 YEARS. BECAUSE OF AN ADVERSE DECISION IN AN ARBITRATION CASE AGAINST ME, RBC DAIN RAUSCHER PREVAILED AND WAS AWARDED OVER $300K. THE CASE IS ON APPEAL BECAUSE OF INPROPRIETIES CAUSED BY RBC. MY BANKRUPTCY FILING WAS A DIRECT RESULT OF THE LEGAL COSTS ASSOCIATED IN DEFENDING MYSELF.

Date: June 22, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGED I DID NOT GIVE TAX ADVICE WHEN COLLECTING DEATH CLAIMS IN THE SUMMER OF 2004.
Damage Amount Requested: $5,000.00
Broker Comment: NO ARBITRATION PENDING.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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