MENACHEM MENDEL KORNFELD

MENACHEM MENDEL KORNFELD is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 5040 ROSWELL ROAD, ATLANTA, GA, 30342.

MENACHEM MENDEL KORNFELD has worked at PARK AVENUE SECURITIES LLC since May 14, 2014

Disclosure History

MENACHEM MENDEL KORNFELD has 2 Disclosure Event(s).

Date: August 08, 2012
Category: Employment Separation After Allegations
Firm Name: NYLIFE SECURITIES LLC
Termination Type: Permitted to Resign
Allegations: MR. KORNFELD WAS ASKED TO RESIGN AFTER NYLIFE SECURITIES BECAME AWARE THAT HE VIOLATED COMPANY POLICIES. SPECIFICALLY, MR. KORNFELD COMMUNICATED WITH A CUSTOMER THROUGH A NON-APPROVED EMAIL ADDRESS AND REIMBURSED THE CUSTOMER FOR AN OVERDRAFT FEE. THE FIRM BECAME AWARE OF THIS ISSUE AFTER THE CUSTOMER IN QUESTION FILED A COMPLAINT AGAINST MR. KORNFELD.

Date: June 04, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $980.78
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2007

More Information

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