MICHAEL CHRISTIAN ABRAHAM is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 400 LINDEN OAKS, 6390 MAIN STREET, ROCHESTER, NY, 14625.
MICHAEL CHRISTIAN ABRAHAM has worked at UBS FINANCIAL SERVICES INC. since March 31, 2006
Disclosure History
MICHAEL CHRISTIAN ABRAHAM has 1 Disclosure Event(s).
Date: March 24, 2006 Category: Customer Dispute Allegations: CUSTOMER CLAIM THEY WERE NOT PROPERLY ADVISED OF TERMS AND CONDITIONS OF PRODUCT. COMPENSATORY DAMAGES UNSPECIFIED. Settlement Amount: $50,006.23 Broker Comment: THE REPRESENTATIVE WAS NOT ADVISED OR CONSULTED ABOUT THE CONSUMER ALLEGATION. THE CONSUMER SIGNED A FIRM PROVIDED DISCLOSURE TO ATTEST TO PRODUCT UNDERSTANDING BEFORE THE SALE TOOK PLACE; PLUS SEVERAL DOCUMENTED CONTACTS, PRE AND POST SALE TO EVIDENCE UNDERSTANDING OF INVESTMENTS.
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