MICHAEL ANTHONY ANICITO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 70 FLORAL AVE, NEW PROVIDENCE, NJ, 07974.
MICHAEL ANTHONY ANICITO has worked at LPL FINANCIAL LLC since November 29, 2017
Disclosure History
MICHAEL ANTHONY ANICITO has 1 Disclosure Event(s).
Date: January 20, 2011 Category: Employment Separation After Allegations Firm Name: MBSC SECURITIES CORPORATION Termination Type: Discharged Allegations: E-MAILS INDICATED THAT THE REPRESENTATIVE ESTABLISHED AN OUTSIDE BUSINESS WITHOUT NOTICE TO THE FIRM AND WHICH HAD POTENTIAL CONFLICTS OF INTEREST WITH HIS MBSC SECURITIES POSITION. Broker Comment: ALTHOUGH AN INTERNAL REVIEW CONDUCTED BY MBSC WAS ULTIMATELY UNABLE TO CONCLUDETHAT AN OUTSIDE BUSINESS HAD BEEN ESTABLISHED, THE REVIEW, INCLUDING RESPONSES FROM THEREPRESENTATIVE DURING THE REVIEW, FAILED TO ASSUAGE THE FIRM'S CONCERNS ABOUT THEPOTENTIAL FOR CONFLICTS OF INTEREST WITH HIS MBSC POSITION SHOULD HE CONTINUE TO BEEMPLOYED.
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