MICHAEL FRANCIS ANTOSCA

MICHAEL FRANCIS ANTOSCA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 202 MAIN STREET, UNIT 202, SALEM, NH, 03079.

MICHAEL FRANCIS ANTOSCA has worked at LPL FINANCIAL LLC since July 19, 2007

Disclosure History

MICHAEL FRANCIS ANTOSCA has 2 Disclosure Event(s).

Date: February 27, 2003
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGED REPRESENTATIVEN PROVIDED MISLEADING INFORMATION AND LACK OF PRODUCT DISCLOSURES AT TIME PRODUCTS SOLD.
Damage Amount Requested: $105,000.00

Date: January 22, 2003
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGED REPRESENTATIVE MISREPRESENTED ACCESS TO ACCUMULATED VALUE AND SURRENDER CHARGES.
Damage Amount Requested: $22,600.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICHAEL FRANCIS ANTOSCA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.