MICHAEL BRUCE BAGLEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3554 ROUND BARN BLVD STE 205, SANTA ROSA, CA, 95403.
MICHAEL BRUCE BAGLEY has worked at LPL FINANCIAL LLC since April 18, 2012
Disclosure History
MICHAEL BRUCE BAGLEY has 2 Disclosure Event(s).
Date: February 16, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES SHE WAS PLACED IN UNSUITABLE INVESTMENT AND HAS REQUESTED A REFUND OF ALL FEES. Broker Comment: AFTER A COMPREHENSIVE REVIEW, CUSTOMER'S SUITABILITY ALLEGATIONS WERE DENIED IN FULL.
Date: December 01, 1997 Category: Customer Dispute Allegations: CLIENT ALLEGE THAT THEY WERE LIED TO,MISREPRESENTED, AND HAD THEIR POLICIES CHURNED IN ORDER TOGENERATE COMMISSIONS. NO SECURITIES PRODUCTS WERE INVOLVED. Broker Comment: N/ANot Provided
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