MICHAEL SCOTT BAGOCUS

MICHAEL SCOTT BAGOCUS is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 27708 WILDERNESS PLACE, CASTAIC, CA, 91384.

MICHAEL SCOTT BAGOCUS has worked at CENTAURUS FINANCIAL, INC. since April 18, 2016

Disclosure History

MICHAEL SCOTT BAGOCUS has 1 Disclosure Event(s).

Date: November 07, 2005
Category: Customer Dispute
Allegations: FROM DEC 1998 THROUGH FEB 2002 CLIENT MAINTAINED A MANAGED ACCOUNT WITH SAI. IT WAS DURING THIS TIME THAT REPRESENTATIVE BAGOCUS IS ALLEGED TO HAVE MADE UNSUITABLE INVESTMENTS BASED ON THE CLIENT'S FINANCIAL OBJECTIVES AND RISK TOLERANCE RESULTING IN CAPITAL LOSSES AND EXCESSIVE FEES/COMMISSIONS.
Damage Amount Requested: $201,000.00 Damages Granted: $60,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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