MICHAEL LEE BARLOW

MICHAEL LEE BARLOW is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 40 E RIO SALADO PKWY, STE 525, TEMPE, AZ, 85281.

MICHAEL LEE BARLOW has worked at WELLS FARGO CLEARING SERVICES, LLC since November 12, 2012

Disclosure History

MICHAEL LEE BARLOW has 2 Disclosure Event(s).

Date: June 19, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO LIQUIDATION OF ACCOUNT - OCTOBER 2008. DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: October 31, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGED MISREPRESENTATION OF ACCOUNT VALUE - 2002.
Damage Amount Requested: $10,000.00
Broker Comment: THE CLAIM WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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