MICHAEL ANTHONY BARRELLA

MICHAEL ANTHONY BARRELLA is currently employed as a Broker and/or Investment Adviser at SIGMA FINANCIAL CORPORATION located at 6767 N. WICKHAM RD, SUITE 400 AA-BB, MELBOURNE, FL, 32940.

MICHAEL ANTHONY BARRELLA has worked at SIGMA FINANCIAL CORPORATION since April 15, 2013

Disclosure History

MICHAEL ANTHONY BARRELLA has 5 Disclosure Event(s).

Date: March 04, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 13, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 25, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAVE BEEN DISPUTING THE CLAIM WITH ATT FOR OVER 3 YEARS AND WHILE I STILL DO NOT AGREE WITH THE CHARGE IT WAS IN ALL PARTIES BEST INTEREST TO ACCEPT AND PAY THE SETTLEMENT

Date: April 04, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 20, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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