MICHAEL EUGENE BLUNT

MICHAEL EUGENE BLUNT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 7500 COLLEGE BLVD, 2ND & 3RD FL, OVERLAND PARK, KS, 66210.

MICHAEL EUGENE BLUNT has worked at WELLS FARGO CLEARING SERVICES, LLC since October 04, 2010

Disclosure History

MICHAEL EUGENE BLUNT has 2 Disclosure Event(s).

Date: November 03, 2017
Category: Customer Dispute
Allegations: Client alleged FA did not inform him of the drawbacks associated with his decision to liquidate and distribute his IRA funds nor did he disclose the CDSC fees that would be charged to liquidate his asset. (4/7/2017-4/19/2017)
Damage Amount Requested: $68,000.00

Date: September 26, 2011
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FA IGNORED HIS REQUEST FOR A NO-RISK CD. COMPLAINED THAT HE AND HIS WIFE WERE NOT FULLY INFORMED ABOUT THE NATURE AND RISKS ASSOCIATED WITH FA-RECOMMENDED INVESTMENTS WHICH "FOLLOWED THE MARKETS".

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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