MICHAEL PATRICK BRADDY

MICHAEL PATRICK BRADDY is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 2183 NORTHDALE BLVD NW, MINNEAPOLIS, MN, 55433.

MICHAEL PATRICK BRADDY has worked at CETERA ADVISOR NETWORKS LLC since October 10, 2016

Disclosure History

MICHAEL PATRICK BRADDY has 1 Disclosure Event(s).

Date: August 30, 2016
Category: Customer Dispute
Allegations: Claimant alleges fraud, breach of fiduciary duty, failure to supervise, and negligence relating to a 1031 exchange into commercial real estate tenants in common investments.
Damage Amount Requested: $500,000.00
Settlement Amount: $245,000.00
Broker Comment: This involves a current customer complaining about a real estate investment made nearly 9 years ago. The customer filed a claim against my former broker-dealer. I was not a named party in the claim nor was I involved in the settlement.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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