MICHAEL PATRICK BRENNAN

MICHAEL PATRICK BRENNAN is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 1045 ANDREW DRIVE, SUITE A, WEST CHESTER, PA, 19380.

MICHAEL PATRICK BRENNAN has worked at ROYAL ALLIANCE ASSOCIATES, INC. since February 05, 2013

Disclosure History

MICHAEL PATRICK BRENNAN has 1 Disclosure Event(s).

Date: March 30, 2009
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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