MICHAEL HARRY BREWER

MICHAEL HARRY BREWER is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1200 PHILADELPHIA PIKE, 2ND FLOOR, WILMINGTION, DE, 19809.

MICHAEL HARRY BREWER has worked at AXA ADVISORS, LLC since October 20, 1980

Disclosure History

MICHAEL HARRY BREWER has 2 Disclosure Event(s).

Date: June 08, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES HER AGENT DID NOT ACT IN HER BEST INTEREST REGARDING HER HUSBAND'S DEATH CLAIM. CLIENT FURTHER ALLEGES THAT THE AGENT DID NOT PRESENT HER WITH ANY OF HER OPTIONS, BUT RATHER TOLD HER TO TRANSFER THE FUNDS INTO HER EXISTING VARIABLE ANNUITY AND AS A RESULT, SHE INCURRED A SIGNIFICANT TAXABLE CONSEQUENCE. CLIENT IS REQUESTING THE FIRM TO INVESTIGATE THIS MATTER. DAMAGES UNSPECIFIED.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.

Date: June 25, 1979
Category: Criminal
Charges: POSSESSION DISTRIBUTION DRUG ABUSE - 1 COUNT FELONY CHARGE, CONSPIRACY - 1 COUNT FELONY CHARGE. PLED NO CONTEST TO BOTH CHARGES. Charge Type: FELONY
Disposition: A. - CONVICTED B. - 02/13/80 C. - PROBATION D. - STARTING 02/13/80 AND DISCHARGED 10/17/83.
Broker Comment: EVENT OCCURED WHEN I WAS A YOUNG MAN. I HAVE LED AN EXEMPLARY LIFE SINCE THEN.

More Information

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