MICHAEL WELCH BURNETT is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 200 SOUTH LOS ROBLES AVE STE #600, PASADENA, CA, 91101.
MICHAEL WELCH BURNETT has worked at UBS FINANCIAL SERVICES INC. since November 16, 1998
Disclosure History
MICHAEL WELCH BURNETT has 1 Disclosure Event(s).
Date: July 13, 1998 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED MERRILL LYNCHMISREPRESENTED THE STATUS OF RESTRICKED STOCK IN THEIR ACCOUNTWHICH DELAYED THE SALE OF THE SAME AND SOUGHT $167,002 INCOMPENSATORY DAMAGES. Damage Amount Requested: $167,002.00 Settlement Amount: $35,000.00 Broker Comment: THE MATTER SETTLED FOR $35,000 TO AVOID THE COSTAND UNCERTAINTY OF LITIGATION.MERRILL LYNCH AND MR. BURNETT DENIED THE CLAIM INITS ENTIRETY. AFTER SETTLEMENT DOCUMENTS ARE FINALIZED,CLAIMANT SHALL FILE A DISMISSAL WITH PREJUDICE WITH RESPET TOMR. BURNETT.
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