MICHAEL JAMES BURNS

MICHAEL JAMES BURNS is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 328 NEWMAN SPRINGS ROAD, SUITE 380, RED BANK, NJ, 07701-5687.

MICHAEL JAMES BURNS has worked at RBC CAPITAL MARKETS, LLC since March 09, 2002

Disclosure History

MICHAEL JAMES BURNS has 1 Disclosure Event(s).

Date: April 01, 1996
Category: Customer Dispute
Allegations: CUSTOMER`S ATTORNEY ALLEGES DAMAGES OF$30,000 RESULTING FROM UNSUITABLE TRADES.
Damage Amount Requested: $30,000.00
Settlement Amount: $19,000.00
Broker Comment: THIS MATTER HAS BEEN SETTLED FOR $19,000.Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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