MICHAEL CHAN

MICHAEL CHAN is currently employed as a Broker and/or Investment Adviser at UNIONBANC INVESTMENT SERVICES, LLC located at 716 SANTA CRUZ AVE, MENLO PARK, CA, 94025.

MICHAEL CHAN has worked at UNIONBANC INVESTMENT SERVICES, LLC since March 07, 2017

Disclosure History

MICHAEL CHAN has 1 Disclosure Event(s).

Date: October 08, 2005
Category: Criminal
Charges: 1 COUNT OF PETTY THEFT
Disposition: Reduced
Amended Charges: MISDEMEANOR CHARGE REDUCED TO AN INFRACTION
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Pled guilty

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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