MICHAEL RAY CLARK is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 9311 SAN PEDRO AVENUE, SUITE 750, SAN ANTONIO, TX, 78216.
MICHAEL RAY CLARK has worked at CETERA ADVISOR NETWORKS LLC since March 27, 1997
Disclosure History
MICHAEL RAY CLARK has 1 Disclosure Event(s).
Date: April 18, 2001 Category: Customer Dispute Allegations: CLAIMANT ALLEGES MISREPRESENTATION CONCERNING FEES ASSOCIATED WITH MUTUAL FUNDS. Damage Amount Requested: $100,000.00 Settlement Amount: $14,999.00 Broker Comment: CLAIMANT FILED FOR ARBITRATION AS A RESULT OF A COMMISSIONS DISPUTE. THE MATTER SETTLED PRIOR TO COMPLETION OF THE ARBITRATION, FOR THE AMOUNT OF THE COSTS ASSOCIATED WITH THE PROCEEDINGS, ALTHOUGH THE COMMISSIONS WERE EXPLAINED IN THE PROSPECTUS AND THE CLIENT AGREED TO THE COSTS AS THEY WERE EXPLAINED TO HIM.
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