MICHAEL LESLEY COOPER

MICHAEL LESLEY COOPER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 3780 OCOEE PLACE NW, SUITE 100, CLEVELAND, TN, 37312.

MICHAEL LESLEY COOPER has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013

Disclosure History

MICHAEL LESLEY COOPER has 1 Disclosure Event(s).

Date: January 26, 2012
Category: Customer Dispute
Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED OVER 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** WRITTEN COMPLAINT SUBMITTED TO THE SEC, DATED 12/9/11, FORWARDED TO MORGAN KEEGAN ON 1/26/12, ALLEGES RECOMMENDATIONS TO PURCHASE AND SELL VARIOUS MUTUAL FUNDS DURING THE TIME PERIOD OF APRIL 2008, AND OCTOBER 2010, APPEAR TO BE EXCESSIVE.
Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED OVER 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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