MICHAEL PRESTON COX is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 130 LIBRARY LANE, SUITE 100, MATTHEWS, NC, 28105.
MICHAEL PRESTON COX has worked at LOMBARD SECURITIES INCORPORATED since January 10, 2007
MICHAEL PRESTON COX has 2 Disclosure Event(s).Date: August 19, 2005
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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