MICHAEL ANTHONY DE GREGORIO

MICHAEL ANTHONY DE GREGORIO is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 2321 Whitney Ave, Ste 402, Hamden, CT, 06518.

MICHAEL ANTHONY DE GREGORIO has worked at MML INVESTORS SERVICES, LLC since March 30, 2017

Disclosure History

MICHAEL ANTHONY DE GREGORIO has 1 Disclosure Event(s).

Date: November 17, 2016
Category: Customer Dispute
Allegations: Customer alleges that she received inadequate disclosure when purchasing 2 Variable Universal Life Insurance policies for her children in December 2015. Customer would like to have the surrender charges waived.
Damage Amount Requested: $5,800.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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