MICHAEL WAYNE DIMMEL is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 200 CRESCENT COURT, SUITE 900, DALLAS, TX, 75201.
MICHAEL WAYNE DIMMEL has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MICHAEL WAYNE DIMMEL has 2 Disclosure Event(s).
Date: October 19, 2009 Category: Customer Dispute Allegations: AUGUST 17, 2004 TO MARCH 10, 2005 THE CLIENT ALLEGES THAT HIS FINANCIAL ADVISORS MISREPRESENTED HIS AUCTION RATE SECURITIES AS SAFE AND LIQUID AND BETTER THEN CERTIFICATE OF DEPOSITS. Damage Amount Requested: $75,000.00 Settlement Amount: $25,000.00
Date: November 28, 2000 Category: Customer Dispute Allegations: CLIENT HAS ALLEGED THAT HE WAS ILL-ADVISED BY HIS BROKER WITH REGARD TO HIS PURCHASE OF GLOBAL CORPORATE BOND IN 1998. Damage Amount Requested: $9,819.00 Broker Comment: THE FIRM'S INVESTIGATION DID NOT REVEAL ANY EVIDENCE OF WRONGDOING SO THE COMPLAINT WAS DENIED.
More Information
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