MICHAEL TIMOTHY DOLAN is currently employed as a Broker and/or Investment Adviser at DOUGHERTY & COMPANY LLC located at 90 SOUTH SEVENTH STREET, SUITE 4300, MINNEAPOLIS, MN, 55402.
MICHAEL TIMOTHY DOLAN has worked at DOUGHERTY & COMPANY LLC since September 30, 1997
Disclosure History
MICHAEL TIMOTHY DOLAN has 2 Disclosure Event(s).
Date: December 14, 2016 Category: Regulatory
Date: December 24, 2008 Category: Customer Dispute Allegations: CLIENTS ALLEGE UNAUTHORIZED TRADING, BREACH OF FIDUCIARY DUTY AND BREACH OF CONTRACT IN THREE PURCHASES OF THORNBURG MORTGAGE CORPORATION, LISTED ON NYSE, DURING THE PERIOD NOVEMBER 2007 THROUGH MARCH 2008. Damage Amount Requested: $54,173.05 Settlement Amount: $30,000.00 08-04773
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