MICHAEL DAVID DOSE is currently employed as a Broker and/or Investment Adviser at CENTER STREET SECURITIES, INC. located at 2818 LUNA AVENUE, San Diego, CA, 92117.
MICHAEL DAVID DOSE has worked at CENTER STREET SECURITIES, INC. since November 07, 2017
Disclosure History
MICHAEL DAVID DOSE has 2 Disclosure Event(s).
Date: November 06, 2009 Category: Employment Separation After Allegations Firm Name: LPL FINANCIAL Termination Type: Discharged Allegations: TERMINATION FOR CAUSE FOR INVOLVEMENT IN FACILITATING CUSTOMER OBTAINING MORTGAGE FINANCING PARTIALLY USED TO FUND INVESTMENTS, IN VIOLATION OF LPL POLICIES AND PROCEDURES.
Date: May 06, 2009 Category: Customer Dispute Allegations: ALLEGES FA RECOMMENDED HOME EQUITY LOAN TO FUND INVESTMENT ACCOUNT. Damage Amount Requested: $30,000.00
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