MICHAEL DALE DREYER is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 52 S Elk St., Ste 1, Sandusky, MI, 48471.
MICHAEL DALE DREYER has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 21, 2016
Disclosure History
MICHAEL DALE DREYER has 1 Disclosure Event(s).
Date: July 01, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT HE INSTRUCTED THE REPRESENTATIVE TO LIQUIDATE HIS ALLIANZ OCC INVESTMENTS AND PURCHASE FORD STOCK WITH THE PROCEEDS ON DECEMBER 4, 2008; HOWEVER, THIS TRADE WAS NOT COMPLETED. Damage Amount Requested: $15,000.00 Settlement Amount: $1,500.00 Broker Comment: WHEN THIS MATTER WAS ESCALATED TO ARBITRATION, THE INFORMATION THAT SHOULD HAVE BEEN COMPLETED UNDER QUESTIONS 12 & 13 WAS INADVERTENTLY COMPLETED IN QUESTIONS 7C & 7D.THIS MATTER WAS ORIGINALLY REPORTED AS A COMPLAINT ON 7/1/2009, WHICH WAS DENIED ON 8/13/2009. REP COMMENTS: I DENY THE ALLEGATION THAT THE CLIENT INSTRUCTED ME TO PURCHASE THE FORD STOCK WITH THE PROCEEDS OF THE SALE OF HIS ALLIANZ OCC INVESTMENTS ON DECEMBER 4, 2008.08/10/2010: THE FIRM MADE A BUSINESS DECISION TO SETTLE THIS MATTER. THE REPRESENTATIVE WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT AND NEITHER THE FIRM NOR THE REPRESENTATIVE ACKNOWLEDGE ANY WRONG-DOING OR LIABILITY.
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