MICHAEL V ERGER is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 5109 SOUTH CROSSING PLACE, STE 4, SIOUX FALLS, SD, 57108.
MICHAEL V ERGER has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since July 08, 1980
Disclosure History
MICHAEL V ERGER has 1 Disclosure Event(s).
Date: May 10, 2008 Category: Customer Dispute Allegations: CLIENT, THROUGH HER ATTORNEY, ALLEGES THE SALE OF THE SECURITIES WAS INAPPROPRIATE. Damage Amount Requested: $5,000.00 Broker Comment: REP MET WITH CLIENT MULTIPLE TIMES, CLIENT CONSULTED FAMILY MEMBERS REGARDING THE INVESTMENT AND ADULT CHILDREN WERE PRESENT AT SEVERAL MEETINGS THAT TOOK PLACE WITH RESPECT TO THE TRANSACTIONS. INVESTMENTS APPEAR TO MEET CLIENT'S STATED INVESTMENT OBJECTIVES.
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