MICHAEL NORMAN FLEURY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 10049 KITSAP MALL BLVD., #309, SILVERDALE, WA, 98383.
MICHAEL NORMAN FLEURY has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since January 04, 1990
Disclosure History
MICHAEL NORMAN FLEURY has 2 Disclosure Event(s).
Date: July 08, 2009 Category: Customer Dispute Allegations: VIOLATION OF THE SECURITIES ACT OF WASHINGTON; BREACH OF CONTRACT; VIOLATION OF THE WASHINGTON CONSUMER PROTECTION ACT; BREACH OF FIDUCIARY DUTY; NEGLIGENCE/NEGLIGENT MISREPRESENTATION; FAILURE TO SUPERVISE; SECONDARY AND VICARIOUS LIABILITY; AND RESCISSION. Damage Amount Requested: $419,140.00 Settlement Amount: $70,000.00 09-03973
Date: May 26, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES BREACH OF CONTRACT; VIOLATION OF THE WASHINGTON CONSUMER PROTECTION ACT; BREACH OF FIDUCIARY DUTY; VIOLATION OF THE WASHINGTON STATE SECURITIES ACT AND FEDERAL SECURITIES LAWS; NEGLIGENCE; FAILURE TO SUPERVISE; AND SECONDARY AND VICARIOUS LIABILITY. INCIDENT DATES: APRIL 27, 1999 TO PRESENT Damage Amount Requested: $125,000.00 Damages Granted: $126,748.61 Broker Comment: AMOUNT REFLECTED UNDER INDIVIDUAL CONTRIBUTION IS AMOUNT THE FA IS REQUIRED TO PAY PURSUANT TO CONTRACT SIGNED BY INDIVIDUAL. THIS AMOUNT MAY BE REDUCED BY ERRORS AND OMISSIONS INSURANCE PENDING A FINAL DETERMINATION BY THE E&O COMMITTEE AS TO COVERAGE.
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