MICHAEL NORMAN FLEURY

MICHAEL NORMAN FLEURY is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 10049 KITSAP MALL BLVD., #309, SILVERDALE, WA, 98383.

MICHAEL NORMAN FLEURY has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since January 04, 1990

Disclosure History

MICHAEL NORMAN FLEURY has 2 Disclosure Event(s).

Date: July 08, 2009
Category: Customer Dispute
Allegations: VIOLATION OF THE SECURITIES ACT OF WASHINGTON; BREACH OF CONTRACT; VIOLATION OF THE WASHINGTON CONSUMER PROTECTION ACT; BREACH OF FIDUCIARY DUTY; NEGLIGENCE/NEGLIGENT MISREPRESENTATION; FAILURE TO SUPERVISE; SECONDARY AND VICARIOUS LIABILITY; AND RESCISSION.
Damage Amount Requested: $419,140.00
Settlement Amount: $70,000.00 09-03973

Date: May 26, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES BREACH OF CONTRACT; VIOLATION OF THE WASHINGTON CONSUMER PROTECTION ACT; BREACH OF FIDUCIARY DUTY; VIOLATION OF THE WASHINGTON STATE SECURITIES ACT AND FEDERAL SECURITIES LAWS; NEGLIGENCE; FAILURE TO SUPERVISE; AND SECONDARY AND VICARIOUS LIABILITY. INCIDENT DATES: APRIL 27, 1999 TO PRESENT
Damage Amount Requested: $125,000.00 Damages Granted: $126,748.61
Broker Comment: AMOUNT REFLECTED UNDER INDIVIDUAL CONTRIBUTION IS AMOUNT THE FA IS REQUIRED TO PAY PURSUANT TO CONTRACT SIGNED BY INDIVIDUAL. THIS AMOUNT MAY BE REDUCED BY ERRORS AND OMISSIONS INSURANCE PENDING A FINAL DETERMINATION BY THE E&O COMMITTEE AS TO COVERAGE.

More Information

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