MICHAEL FORESTER is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 6714 POINTE INVERNESS WAY, SUITE 210, FORT WAYNE, IN, 46804.

MICHAEL FORESTER has worked at MML INVESTORS SERVICES, LLC since October 26, 2011

Disclosure History

MICHAEL FORESTER has 2 Disclosure Event(s).

Date: March 27, 2017
Category: Customer Dispute
Allegations: The complainant alleges that in 2016, unauthorized changes were made by the rep to the complainant's existing whole life policy, causing a new whole life policy to be issued, which the complainant states he never authorized.
Broker Comment: The traditional life insurance policy exchange was reversed and the original policy was restored. Internal case #201727966.

Date: February 08, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $2,383.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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