MICHAEL JOHN FRANK

MICHAEL JOHN FRANK is currently employed as a Broker and/or Investment Adviser at STATE FARM VP MANAGEMENT CORP. located at 2990 N. PERRYVILLE ROAD, SUITE 4110B, ROCKFORD, IL, 61114.

MICHAEL JOHN FRANK has worked at STATE FARM VP MANAGEMENT CORP. since November 22, 2011

Disclosure History

MICHAEL JOHN FRANK has 1 Disclosure Event(s).

Date: June 02, 2002
Category: Criminal
Charges: RETAIL THEFT
Disposition: Pled guilty
Broker Comment: PLED GUILTY TO RETAIL THEFT OF $10.44 FROM A DENNY'S RESTAURANT AS A RESULT OF A POOR DECISION DURING COLLEGE. PAID IN FULL AND FINISHED 18 MONTHS COURT SUPERVISION. CHARGE QUALIFIES FOR EXPUNGEMENT FROM RECORD PER STATE OF ILLINOIS CODE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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