MICHAEL ALLEN FRONTINO

MICHAEL ALLEN FRONTINO is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 318 FIFTH AVE, SOUTH CHARLESTON, WV, 25303.

MICHAEL ALLEN FRONTINO has worked at WOODBURY FINANCIAL SERVICES, INC. since March 06, 2007

Disclosure History

MICHAEL ALLEN FRONTINO has 3 Disclosure Event(s).

Date: April 11, 2012
Category: Financial
Type: Compromise
Disposition: COMPROMISE WITH A CREDITOR.

Date: September 26, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNAUTHORIZED TRADING.
Damage Amount Requested: $5,000.00

Date: October 02, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION AND FAILURE TO DISCLOSE MATERIAL FACTS IN CONNECTION WITH PURCHASE OF A UIT
Damage Amount Requested: $7,649.46

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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