MICHAEL RALPH GIORDANO is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 515 S. FLOWER STREET, SUITE 50, LOS ANGELES, CA, 90071.
MICHAEL RALPH GIORDANO has worked at UBS FINANCIAL SERVICES INC. since January 28, 1995
Disclosure History
MICHAEL RALPH GIORDANO has 1 Disclosure Event(s).
Date: January 03, 1986 Category: Customer Dispute Damage Amount Requested: $13,500.00 Damages Granted: $6,400.00 Broker Comment: ADEMAND FOR ARBITRATION BEFORE THE AMERICAN ARBITRATIONASSOCIATION DATED 9/25/86; ENTITLED [CUSTOMER], VS.KIDDER, PEABODY & CO. INC.; CASE NO. 71E 199 1118 18 D. CLAIMANTALLEGES THAT RESPONDENTS FAILED TO EXCUTE STOCK OPTIONS ORDERS(10 DEC/275 AMERICAN STOCK EXCHANGE MAJOR MARKET INDEX) ANDSOUGHT RELIEF FOR $13,500.00. ON 2/10/87, THE AMERICANARBITRATION ASSOCIATION, COMMERCIAL ARBITRATION TRIBUNAL AWARDEDCLAIMANT THE SUM OF $6,400.00. THIS AWARD IS IN FULL SETTLEMENTOF ALL CLAIMS SUBMITTED TO THIS ARBITRATION.
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