MICHAEL SHANE GODBEE

MICHAEL SHANE GODBEE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9 OAKCREST DR E, SAVANNAH, GA, 31405-8140.

MICHAEL SHANE GODBEE has worked at LPL FINANCIAL LLC since October 18, 2013

Disclosure History

MICHAEL SHANE GODBEE has 1 Disclosure Event(s).

Date: January 20, 2011
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THE REPRESENTATIVE FAILED TO LIQUIDATE A MUTUAL FUND FROM HIM DIRECTLY-HELD 401KPLAN IN NOVEMBER 2010 ALLEGEDLY RESULTING IN A LOSS.
Damage Amount Requested: $34,163.69
Broker Comment: THE CLIENT WROTE A RETRACTION LETTER, AND WENT AS FAR AS TO SAY IN THAT LETTER, "AGAIN,IN ANOTHER SETTING. I WOULD BE COMFORTABLE WITH MICHAEL GODBEE-HE IS TALENTED,HONEST THROUGH AND THROUGH VERY HARD WORKING

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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