MICHAEL GORMLEY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY & CO. LLC located at 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020.
MICHAEL GORMLEY has worked at MORGAN STANLEY & CO. LLC since September 29, 2017
Disclosure History
MICHAEL GORMLEY has 1 Disclosure Event(s).
Date: February 11, 2010 Category: Customer Dispute Allegations: MISREPRESENTATION; SUITABILITY Damage Amount Requested: $9,339,287.00 Broker Comment: THE ARBITRATORS DISMISSED ALL OF THE CLAIMS IN THIS MATTER. IN ADDITION, THE ARBITRATORS RECOMMENDED THE EXPUNGEMENT OF ALL REFERENCES TO THIS ARBITRATION FROM MR. GORMLEY'S REGISTRATION RECORDS MAINTAINED BY THE CRD, BASED ON A SPECIFIC FINDING THAT THE ALLEGATIONS WERE "FALSE." MICHAEL GORMLEY WAS A SUBJECT OF THE CUSTOMER'S STATEMENT OF CLAIM FOR THIS ARBITRATION ALLEGING THAT HE ALONG WITH HIS MEMBER FIRM CONTRIBUTED TO THE SALES PRACTICE VIOLATION(S). ACCORDINGLY, GORMLEY'S MEMBER FIRM WAS FOUND NOT LIABLE AND CLAIMANT'S CLAIMS ARE DISMISSED IN THEIR ENTIRETY, WITH PREJUDICE.
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