MICHAEL EARL GORTON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 66 MOUNT IDAHO GRADE RD, [VACATION/SECONDARY HOME], GRANGEVILLE, ID, 83530.
MICHAEL EARL GORTON has worked at WELLS FARGO CLEARING SERVICES, LLC since November 03, 2006
Disclosure History
MICHAEL EARL GORTON has 1 Disclosure Event(s).
Date: October 10, 1995 Category: Customer Dispute Allegations: SUITABILITY, EXCESSIVE ACTIVITY, FAILURE TODISCLOSE FACTS, MISHANDLING OF FUNDS AND ACCOUNT, DAMAGES OF$225,000.00. 7A. WHAT IS THE PRODUCT? STOCK Damage Amount Requested: $225,000.00 Damages Granted: $98,987.00 Broker Comment: CLAIMANT WAS AWARDED $98,987.00. MR. GORTONPAID $25,000.00.NOT PROVIDED 9A. WHAT FIRM DID THE TRANSACTION TAKE PLACE? A.G. EDWARDS &SONS, INC.
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