MICHAEL THEODORE HALEY

MICHAEL THEODORE HALEY is currently employed as a Broker and/or Investment Adviser at BPU INVESTMENT MANAGEMENT INC. located at ONE OXFORD CENTRE, SUITE 3300, PITTSBURGH, PA, 15219.

MICHAEL THEODORE HALEY has worked at BPU INVESTMENT MANAGEMENT INC. since September 28, 2011

Disclosure History

MICHAEL THEODORE HALEY has 1 Disclosure Event(s).

Date: October 24, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT HE WAS PROVIDED INCORRECT INFORMATION RELATING TO FEES IN BROKERAGE ACCOUNTS OPENED IN 2007
Damage Amount Requested: $5,200.00
Settlement Amount: $5,065.08
Broker Comment: THE REGISTERED REPRESENTATIVE'S COMMISSIONS WERE DEDUCTED FOR $5065.08.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICHAEL THEODORE HALEY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.