MICHAEL WILLIAM HALLORAN

MICHAEL WILLIAM HALLORAN is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 6054 San Jose Blvd, Jacksonville, FL, 32217.

MICHAEL WILLIAM HALLORAN has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since September 15, 1970

Disclosure History

MICHAEL WILLIAM HALLORAN has 1 Disclosure Event(s).

Date: August 13, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES INCORRECT INFORMATION PROVIDED BY REPRESENTATIVES LED TO INVESTMENT DECISION; REQUESTS RETURN OF BALANCE OF ORIGINAL INVESTMENT DOLLARS.
Damage Amount Requested: $23,694.44

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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