MICHAEL DAVID HATEM

MICHAEL DAVID HATEM is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 35 WINNACUNNET ROAD, MS: NH444, HAMPTON, NH, 03842.

MICHAEL DAVID HATEM has worked at CITIZENS SECURITIES, INC. since April 30, 2018

Disclosure History

MICHAEL DAVID HATEM has 1 Disclosure Event(s).

Date: June 28, 2012
Category: Regulatory
Initiated By: NEW HAMPHSIRE SUPREME COURT
Allegations: ADM-2010-0015: ;ATTORNEY HATEM WAS SUSPENDED FOR FAILING TO PAY FEES ASSESSED FOR LATE FILING OF HIS MCLE CERTIFICATE OF COMPLIANCE FOR THE REPORTING YEAR ENDING JUNE 30,2009. ADM-2010-0161: ATTORNEY HATEM WAS SUSPENDED FOR FAILING TO FILE HIS 2010 TRUST ACCOUNTING CERTIFICATE AND FAILING TO PAY FEES ASSESED FOR LATE FILING. ADM-2011-0032: ADMINISTRATIVE MATTER RELATED TO FAILURE TO FILE MCLE CERTIFICATE OF COMPLIANCE FOR THE REPORTING YEAR ENDING JUNE 30, 2010.
Resolution: REINSTATEMENT SanctionDetails:
Sanctions: Suspension SanctionDetails:Registration Capacities Affected: LAW PRACTICE SUSPENDED Duration: 1 YEAR Start Date: 6/28/2012 End Date: 6/28/2013

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MICHAEL DAVID HATEM, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.