MICHAEL SCOTT HAYES

MICHAEL SCOTT HAYES is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 302 MOUNTAIN VIEW DRIVE SUITE 201, COLCHESTER, VT, 05446.

MICHAEL SCOTT HAYES has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

MICHAEL SCOTT HAYES has 2 Disclosure Event(s).

Date: February 06, 2018
Category: Customer Dispute
Allegations: Client alleged FA told him his monthly income payments from a life time annuity were within the terms of the rider but since his payments stopped due to lack of money in the investment, client has been damaged. (3/2/2004)

Date: March 10, 2016
Category: Customer Dispute
Allegations: Client alleged misinformation on his Commonwealth MYGA and Forethought Life Securefore 3 fixed annuities, requesting full surrender of policies without penalty.
Damage Amount Requested: $10,093.70

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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