MICHAEL JAMES HENSCHEL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at W7829 STATE RD 21 AND 73, WAUTOMA, WI, 54982.
MICHAEL JAMES HENSCHEL has worked at LPL FINANCIAL LLC since October 11, 2011
Disclosure History
MICHAEL JAMES HENSCHEL has 1 Disclosure Event(s).
Date: June 25, 2001 Category: Customer Dispute Allegations: REGARDING THE PURCHASE OF A MUTUAL FUND, THE CLIENT ALLEGED THAT THE AGENT ENGAGED IN CHURNING AND REINVESTED HER FUNDS IN UNSUITABLE VEHICLE WITHOUT REGARDS TO HER CIRCUMSTANCES. Settlement Amount: $408.12 Broker Comment: THE MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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