MICHAEL JOHN HEREK

MICHAEL JOHN HEREK is currently employed as a Broker and/or Investment Adviser at CAPITAL SYNERGY PARTNERS located at 13750 MILLARD AVE STE 202, OMAHA, NE, 68137.

MICHAEL JOHN HEREK has worked at CAPITAL SYNERGY PARTNERS since January 10, 2014

Disclosure History

MICHAEL JOHN HEREK has 1 Disclosure Event(s).

Date: May 19, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGED A VARIABLE ANNUITY PRODUCT PURCHASED IN JULY 2008 WAS NOT SUITABLE FOR HIS NEEDS.
Broker Comment: FINRA REVIEWED MATTER AND NO ACTION TAKEN.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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