BrokerSearch
MICHAEL T JEFFRIES is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT ADVISERS LLC located at 200 N SEPULVEDA BLVD STE 1200, EL SEGUNDO, CA, 90245.
MICHAEL T JEFFRIES has worked at CETERA INVESTMENT ADVISERS LLC since February 10, 2015
MICHAEL T JEFFRIES is also currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 200 N SEPULVEDA BLVD STE 1200, EL SEGUNDO, CA, 90245 since October 02, 2015
MICHAEL T JEFFRIES is also currently employed as a Broker and/or Investment Adviser at FIRST ALLIED SECURITIES, INC. located at 200 N SEPULVEDA BLVD STE 1200, EL SEGUNDO, CA, 90245 since January 01, 1970
MICHAEL T JEFFRIES is also currently employed as a Broker and/or Investment Adviser at CETERA FINANCIAL SPECIALISTS LLC located at 200 N SEPULVEDA BLVD STE 1200, EL SEGUNDO, CA, 90245 since January 01, 1970
MICHAEL T JEFFRIES is also currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 200 N SEPULVEDA BLVD STE 1200, EL SEGUNDO, CA, 90245 since August 04, 2009
MICHAEL T JEFFRIES is also currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 200 N SEPULVEDA BLVD STE 1200, EL SEGUNDO, CA, 90245 since January 01, 1970
MICHAEL T JEFFRIES is also currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 200 N SEPULVEDA BLVD STE 1300, EL SEGUNDO, CA, 90245 since June 06, 2008
MICHAEL T JEFFRIES has 1 Disclosure Event(s).
Date: December 05, 1997All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MICHAEL T JEFFRIES, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.