MICHAEL DAVID JOHNSON

MICHAEL DAVID JOHNSON is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 12519 GEORGIAN OAKS DRIVE, SAN ANTONIO, TX, 78230.

MICHAEL DAVID JOHNSON has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since August 18, 1993

Disclosure History

MICHAEL DAVID JOHNSON has 2 Disclosure Event(s).

Date: October 17, 1991
Category: Regulatory

Date: January 15, 1991
Category: Employment Separation After Allegations
Firm Name: CAMBRIDGE-NEWPORT
Termination Type: Permitted to Resign
Allegations: CO6910038FAILURE TO REPORT OUTSIDE INCOME, IN THEAMOUT OF $3,657.50 EARNED FROM JUNE 1990 THROUGH DECEMBER 1990,TO BROKER DEALER PRIOR TO RECEIVING THE INCOME.
Broker Comment: FINE OF $1,000.00 WAS PAID BY CHECK #1887 ON11-19-91; NO SUSPENSION OR RESTRICTION.Not Provided

More Information

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