Michael B Kirkpatrick is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 950 Glenn Dr., Suite 275, Folsom, CA, 95630-3130.
Michael B Kirkpatrick has worked at EDWARD JONES since January 26, 2018
Michael B Kirkpatrick has 2 Disclosure Event(s).
Date: July 03, 2013 Category: Customer Dispute Allegations: REPRESENTATIVE IS INCLUDED WITHIN GENERAL ALLEGATIONS AGAINST VARIOUS INDIVIDUALS OF MISREPRESENTATIONS AND BREACHES OF FIDUCIARY DUTIES RELATING TO THE TAX BENEFITS OF AN INSURANCE POLICY PURCHASED FOR A 419 SINGLE EMPLOYER BENEFIT PLAN IN 2006. THE SPECIFIC ALLEGATIONS, HOWEVER, INCLUDE ONLY DISCUSSIONS THAT TOOK PLACE IN 2012 WHEN THE IRS CONTACTED THE CUSTOMER AND THAT ARE UNRELATED TO THE PURCHASE OF THE POLICY OR THE TAX BENEFITS. Damage Amount Requested: $858,035.49 Settlement Amount: $140,000.00 Broker Comment: I DID NOT WORK AT BANK OF THE WEST OR BANKWEST INVESTMENT SERVICES DURING THE TIME THAT THE COMPLAINANT PURCHASED AND/OR PAID RENEWAL PREMIUMS ON THE POLICY AND PLAN REFERENCED IN HIS COMPLAINT. I WAS NEVER THE AGENT FOR THE PLAN OR THE POLICY IN ANY WAY, AND NEVER RECEIVED A COMMISSION OR RENEWAL ON THE PLAN OR POLICY. FOR THESE REASONSS, I AM FRANKLY BAFFLED WHY I AM NAMED IN THE COMPLAINT.
Date: May 24, 2010 Category: Financial Type: Bankruptcy Disposition: SIPA Trustee Appointed
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