MICHAEL ALAN KNAUB is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 1211 BRICKELL AVE, STE 900, MIAMI, FL, 33131.
MICHAEL ALAN KNAUB has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since May 25, 2012
Disclosure History
MICHAEL ALAN KNAUB has 2 Disclosure Event(s).
Date: November 01, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT BEGINNING IN 2006 THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS AND FAILED TO MANAGE AND MAINTAIN THE CLAIMANT'S ACCOUNT APPROPRIATELY. Damage Amount Requested: $30,000.00 Settlement Amount: $8,000.00
Date: December 25, 2000 Category: Customer Dispute Allegations: "CLIENT ALLEGES UNSUITABLE INVESTMENTS. DAMAGE AMOUNT WAS UNSPECIFIED". Broker Comment: UPDATE TO OCCURRENCE 985236
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