MICHAEL W KNIPE

MICHAEL W KNIPE is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 1100 HORIZON CIRCLE, CHALFONT, PA, 18914.

MICHAEL W KNIPE has worked at PRUCO SECURITIES, LLC. since November 16, 2011

Disclosure History

MICHAEL W KNIPE has 1 Disclosure Event(s).

Date: June 26, 2015
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT REPRESENTATIVE DID NOT FULLY DISCLOSE ALL THE FACTS REGARDING GUARANTEES, RISKS AND SURRENDER CHARGES.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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