MICHAEL PAUL KRATZER

MICHAEL PAUL KRATZER is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 19265 W. CAPITOL DRIVE, SUITE 200, BROOKFIELD, WI, 53045.

MICHAEL PAUL KRATZER has worked at SIGNATOR INVESTORS, INC. since March 26, 1999

Disclosure History

MICHAEL PAUL KRATZER has 2 Disclosure Event(s).

Date: February 06, 2015
Category: Customer Dispute
Allegations: CLIENT IS ALLEGING THAT THE REPRESENTATIVE KNEW, OR SHOULD HAVE KNOWN, THAT AN IMMEDIATE FAMILY MEMBER WAS AUTHORIZING DISTRIBUTIONS FROM THEIR ACCOUNT WITHOUT THEIR CONSENT.

Date: January 28, 1994
Category: Employment Separation After Allegations
Firm Name: JOHN HANCOCK DISTRIBUTORS, INC.
Termination Type: Voluntary Resignation
Allegations: N/AALLEGED USE OF UN-AUTHORIZED SALES MATERIALS
Broker Comment: REPRESENTATIVE VOLUNTARILY TERMINATED BEFORE THEINTERNAL REVIEW WAS CLOSEDNOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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